| Rank | Change | Merchant | DSRO | Adjusted Net Capital | Net Capital Requirement | Excess Net Capital | Excess % Change |
|---|
| 1 | -- | 3D FOREX, LLC | NFA | $10,249,808 | $500,000 | $9,749,808 | -10.04% |
| 3 |  2 | CAPITAL MARKET SERVICES LLC | NFA | $14,085,398 | $5,000,000 | $9,085,398 | -5.44% |
| 4 | 23 | COUNTRY HEDGING INC | NFA | $23,718,294 | $15,046,627 | $8,671,667 | -5.54% |
| 5 |  -1 | DORMAN TRADING LLC | CME | $9,088,224 | $702,799 | $8,385,425 | -10.01% |
| 6 | -5 | ODL SECURITIES INC | NFA | $12,995,458 | $5,000,000 | $7,995,458 | 257.92% |
| 7 | -1 | STERLING COMMODITIES CORP | NYME | $9,084,008 | $1,106,287 | $7,977,721 | 1.93% |
| 8 | -1 | TRANSMARKET GROUP LLC | CBOT | $8,141,048 | $500,000 | $7,641,048 | 0.88% |
| 9 | 3 | IFX MARKETS INC | NFA | $12,362,054 | $5,000,000 | $7,362,054 | -58.75% |
| 10 | 1 | EAGLE MARKET MAKERS INC | CBOT | $7,732,127 | $500,000 | $7,232,127 | 9.33% |
| 11 | 4 | MCVEAN TRADING AND INVESTMENTS LLC | NFA | $11,713,572 | $4,623,191 | $7,090,381 | -17.36% |
| 12 | 23 | MID-CO COMMODITIES INC | NFA | $13,143,056 | $6,174,034 | $6,969,022 | 24.77% |
| 13 | 3 | ALPARI (US) LLC | NFA | $11,766,448 | $5,000,000 | $6,766,448 | -0.41% |
| 16 | -6 | GFS FOREX & FUTURES INC | NFA | $11,376,581 | $5,000,000 | $6,376,581 | -40.80% |
| 17 | -3 | ICAP FUTURES LLC | CBOT | $5,774,507 | $500,000 | $5,274,507 | 9.90% |
| 18 | -5 | MITSUI BUSSAN COMMODITIES USA INC | NYME | $6,870,452 | $1,653,384 | $5,217,068 | -2.21% |
| 20 | -2 | SHATKIN ARBOR INC | CBOT | $5,374,922 | $1,164,153 | $4,210,769 | -27.60% |
| 21 | 1 | ALARON TRADING CORPORATION | CME | $7,850,814 | $4,189,404 | $3,661,410 | 7.36% |
| 22 | 1 | PENSON GHCO | CBOT | $13,036,544 | $9,529,829 | $3,506,715 | -20.27% |
| 23 | 7 | MB TRADING FUTURES INC. | NFA | $8,381,881 | $5,000,000 | $3,381,881 | 30.29% |
| 24 | 18 | CADENT FINANCIAL SERVICES LLC | CME | $8,924,827 | $5,675,635 | $3,249,192 | -3.77% |
| 25 | -6 | BGC SECURITIES | NFA | $3,687,059 | $500,000 | $3,187,059 | -8.32% |
| 26 | -- | FRIEDBERG MERCANTILE GROUP INC | NFA | $8,053,290 | $5,000,000 | $3,053,290 | 17.73% |
| 27 | -6 | CROSSLAND LLC | CBOT | $3,691,962 | $808,258 | $2,883,704 | 4.96% |
| 28 | -8 | FIRST CAPITOL GROUP LLC | NFA | $5,378,105 | $2,577,597 | $2,800,508 | 17.79% |
| 29 | 2 | HOTSPOT FXr LLC | NFA | $7,783,637 | $5,000,000 | $2,783,637 | 152.32% |
| 30 | 4 | EASY FOREX US LTD | NFA | $7,741,690 | $5,000,000 | $2,741,690 | 6.60% |
| 31 | -3 | FOREX CLUB FINANCIAL COMPANY INC | NFA | $7,562,699 | $5,000,000 | $2,562,699 | -4.58% |
| 32 | -7 | CUNNINGHAM COMMODITIES LLC | CBOT | $3,557,038 | $1,023,204 | $2,533,834 | -4.13% |
| 33 | -1 | CLIFF LARSON COMPANY THE | NFA | $3,496,640 | $970,264 | $2,526,376 | 88.87% |
| 34 | -10 | CMC MARKETS (US) LLC | NFA | $7,089,069 | $5,000,000 | $2,089,069 | -1.01% |
| 36 | -- | WHITE COMMERCIAL CORPORATION | NFA | $2,459,388 | $500,000 | $1,959,388 | -35.28% |
| 37 | 1 | SHAY GRAIN CLEARING COMPANY | KCBT | $2,799,558 | $965,818 | $1,833,740 | 7.95% |
| 38 | 1 | INTEGRATED BROKERAGE SERVICES LLC | NFA | $2,152,517 | $500,000 | $1,652,517 | 2.06% |
| 39 | 2 | TOWER RESEARCH CAPITAL EUROPE LLC | NFA | $1,903,212 | $500,000 | $1,403,212 | 29.45% |
| 40 | -7 | LINN GROUP ( THE ) | NFA | $1,890,090 | $500,000 | $1,390,090 | 120.59% |
| 41 | 7 | FRONTIER FUTURES INC | NFA | $2,541,714 | $1,374,646 | $1,167,068 | -0.72% |
| 42 | 1 | PIONEER FUTURES INC | NYME | $1,440,133 | $500,000 | $940,133 | 41.04% |
| 44 | -- | ED &F MAN COMMODITY ADVISORS INC | NFA | $1,340,171 | $500,000 | $840,171 | -4.01% |
| 45 | 1 | WSD FINANCIAL USA, INC | NFA | $1,320,165 | $500,000 | $820,165 | 32.76% |
| 46 | 3 | PUMA FINANCIAL LLC | NFA | $1,316,714 | $500,000 | $816,714 | 20.60% |
| 47 | -- | OPEN E CRY LLC | NFA | $1,434,358 | $660,150 | $774,208 | -11.32% |
| 48 | 6 | FARR FINANCIAL INC | NFA | $1,621,925 | $852,117 | $769,808 | -1.79% |
| 50 | 1 | YORK BUSINESS ASSOCIATES LLC | NFA | $1,048,003 | $500,000 | $548,003 | 30.66% |
| 51 | 1 | VELOCITY FUTURES LP | NFA | $1,042,869 | $500,000 | $542,869 | -52.97% |
| 52 | -2 | COMTRUST INC | NFA | $1,038,901 | $500,000 | $538,901 | 11,414.20% |
| 53 | -- | BACERA CORPORATION | NFA | $5,370,002 | $5,000,000 | $370,002 | -31.58% |
| 54 | 6 | FUTURES TECH LLC | NFA | $841,789 | $500,000 | $341,789 | -6.75% |
| 55 | 3 | TRADEMAVEN CLEARING LLC | NFA | $839,413 | $500,000 | $339,413 | 37.63% |
| 56 | -1 | GATEWAY CAPITAL L.L.C. | NFA | $820,210 | $500,000 | $320,210 | -37.41% |
| 57 | -- | TCA FUTURES LLC | NFA | $804,703 | $500,000 | $304,703 | -9.34% |
| 58 | -2 | LBS LIMITED PARTNERSHIP | CBOT | $789,725 | $500,000 | $289,725 | 2.00% |
| 59 | -- | TRADITION SECURITIES AND FUTURES INC | NFA | $785,770 | $500,000 | $285,770 | -3.17% |
| 61 | 2 | DIRECT FOREX LLC | NFA | $641,153 | $500,000 | $141,153 | 132.41% |
| 62 | -- | ADVANCED MARKETS INC | NFA | $5,041,923 | $5,000,000 | $41,923 | -36.08% |
| 63 | 1 | ROBBINS FUTURES INC | NFA | $540,182 | $500,000 | $40,182 | -27.56% |
| 64 | 1 | SNC INVESTMENTS INC | NFA | $509,192 | $500,000 | $9,192 | 2,451.15% |