UBS SECURITIES LLC

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URL: No Information

Background Information (BASIC): No Information

Last CFTC A/O Date: 2008-01-31

DSRO: CBOT

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Adjusted Net Capital: $9,983,185,248

Net Capital Requirement: $1,139,665,467

Excess Net Capital: $8,843,519,781

Excess Net Capital Change From Last Month: -6.91%

Customers' 4d(a)(2) Seg Required: $16,322,600,971

Customer Part 30 Secured Amount: $8,959,777,630

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Overall Rank: 1

Small-Cap Rank: N/A

Mid-Cap Rank: N/A

Large-Cap Rank: 1