RAND FINANCIAL SERVICES INC

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URL: http://www.randfinancial.com

Background Information (BASIC): http://www.nfa.futures.org/BasicNet/Details.aspx?entityid=244931

Last CFTC A/O Date: 2008-01-31

DSRO: CME

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Adjusted Net Capital: $56,158,856

Net Capital Requirement: $16,478,914

Excess Net Capital: $39,679,942

Excess Net Capital Change From Last Month: -1.42%

Customers' 4d(a)(2) Seg Required: $213,209,900

Customer Part 30 Secured Amount: $33,351,800

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Overall Rank: 50

Small-Cap Rank: N/A

Mid-Cap Rank: 26

Large-Cap Rank: N/A